KB
Keith Brand
BUCK WEALTH STRATEGIES
DENVER, CO 80237
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CRD#: 4007982
KB
Keith BrandBUCK WEALTH STRATEGIES
Professional summary
Keith Brand, CFP®, who also goes by Keith Michael Brand, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Colorado Springs, Colorado.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Keith has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Aliases
Keith Michael Brand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: LTCPro, LLC DBA FEDERAL BENEFITS MADE SIMPLE AN E.A. BUCK COMPANY; INVESTMENT RELATED: YES; ADDRESS: 1 DENVER FEDERAL CENTER BUILDING 45 ROOM 1050 ENTRANCE E9, LAKEWOOD, CO; NATURE: FINANCIAL PLANNING, ANALYZE CLIENTS INVESTMENTS AND MAKE RECOMMENDATIONS, SELL FINANCIAL PRODUCTS SUITABLE AND INLINE WITH THEIR GOALS. START DATE: 08/2002; HOURS/MONTH: 160; TRADNG HOURS/MONTH: 140; POSITION: PRIVATE WEALTH MANAGER; DUTIES: LICENSED NON-PRODUCING SPECIALIST 2.) NAME: MADISON AVENUE SECURITIES,LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N. STE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 04/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; POSITION: PRIVATE WEALTH MANAGER; DUTIES: LICENSED NON-PRODUCING SPECIALIST 3.) NAME: BUCK WEALTH STRATEGIES, LLC; ADDRESS: 55 MERCHANT STREET, STE 2100, HONOLULU, HI 96813; INVESTMENT RELATED: YES: POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: REGISTERED INVESTMENT ADVISOR ENGAGED IN ASSET MANAGEMENT SERVICES; HOURS PER WEEK: 160 HOURS; START DATE: 7/16/2024 4.) NAME: E.A. BUCK INSURANCE INC.; INVESTMENT RELATED: YES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE OF THE BUSINESS: INSURANCE SALES; POSITION: INSURANCE AGENT; HOURS PER WEEK: 40; START DATE: 1/2020 INSURNACE LICENSE - CO - LIFE, VARIABLE LIFE & VARIABLE ANNUITY
CRS (Client Relationship Summary) - RIA
Click below to view Keith Brand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 16, 2024 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237RIA
CRD#: 322138
DENVER, CO
Current
April 13, 2021 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 2975 Broadmoor Valley Road, Colorado Springs, CO 80906Office #2: 1 Denver Federal Center Building 45 Room 1050, Entrance E9, Lakewood, CO 80225RIA
BD
CRD#: 23224
Colorado Springs, CO
Past
April 14, 2021 - November 8, 2024
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Lakewood, CO
Past
November 27, 2019 - April 13, 2021
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
DENVER, CO
Past
November 27, 2019 - April 13, 2021
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
DENVER, CO
Past
January 3, 2012 - June 10, 2019
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
LONE TREE, CO
Past
September 5, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
November 12, 1999 - June 10, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/12/2024)
RR
Arizona(4/12/2024)
RR
Arkansas(4/12/2024)
RR
California(4/12/2024)
RR
Colorado(4/14/2021)
IAR
Colorado(7/16/2024)
RR
Idaho(2/18/2025)
RR
Illinois(4/11/2024)
RR
Montana(4/12/2024)
RR
Nevada(4/12/2024)
RR
Wyoming(4/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)Loading...
Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2026 | ||
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
