Christopher G. Creswell

CREWS & ASSOCIATES

Midlothian, VA

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CRD#: 4007958

Professional summary

Christopher George Creswell, who also goes by Chris Creswell, is a registered financial professional currently at CREWS & ASSOCIATES, INC. located in Midlothian, Virginia.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Creswell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher George Creswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

CREWS & ASSOCIATES, INC.

RIA

CRD#: 8052

Midlothian, VA

Past

April 11, 2022 - September 12, 2023

CINCAP INVESTMENT GROUP, LLC

CRD#: 118392

CINCINNATI, OH

Past

June 7, 2021 - February 10, 2022

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

January 2, 2013 - August 31, 2020

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2013 - August 31, 2020

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

June 29, 2001 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

RICHMOND, VA

Past

May 21, 2001 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

March 28, 2001 - June 20, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

April 26, 2000 - March 28, 2001

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREWS & ASSOCIATES, INC.

CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.

CRD#: 8052 / SEC#: 801-128827, 8-24075

RIA

Registered Investment Advisory firm - SEC (10/10/2023 Approved)

Arkansas

Registered Investment Advisory firm - SEC (8/24/2006 Approved)

California

Registered Investment Advisory firm - SEC (3/24/2021 Approved)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2019 Approved)

Oklahoma

Registered Investment Advisory firm - SEC (4/13/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/19/2023)

New York
(9/19/2023)

Virginia
(9/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CREWS & ASSOCIATES, INC.

CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.

CRD#: 8052 / SEC#: 801-128827, 8-24075

RIA

Registered Investment Advisory firm - SEC (10/10/2023 Approved)

Arkansas

Registered Investment Advisory firm - SEC (8/24/2006 Approved)

California

Registered Investment Advisory firm - SEC (3/24/2021 Approved)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2019 Approved)

Oklahoma

Registered Investment Advisory firm - SEC (4/13/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

521 President Clinton Avenue Suite 800, Little Rock, AR 72201

Mailing Address

P.o. Box 1696, Little Rock, AR 72203-1696

Phone number

(501) 907-2000

Established

Arkansas since 07/06/1979

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

130

SEC notice filing (18 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CREWS & ASSOCIATES, INC. 2025 (5/7/2025)

Direct owners and executive officers

Name	Position	CRD#
CREWS CORE HOLDING COMPANY	OWNER
BEARDSLEY, SCOTT ARTHUR	SECRETARY OF THE BOARD	2349866
BUMPERS, JOSEPH PARROTT	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER	4336359
CLAY, DENNIS CHARLES	CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE	1233857
JONES, JAMES STEPHEN	PRESIDENT, DIRECTOR	502536
MEYER, DAMON CHRISTIAN	CHIEF COMPLIANCE OFFICER	4133916

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 149,386,233

Disclosures

Regulatory Event	15
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher G. Creswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher George Creswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CINCAP INVESTMENT GROUP, LLC

STONEX FINANCIAL INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

TUCKER ANTHONY INCORPORATED

BRANCH, CABELL & CO., INC.

Primary Firm SEC Registration

CREWS & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2000

FINRA

Current Firm

CREWS & ASSOCIATES, INC.

Contact information

SEC notice filing (18 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CREWS & ASSOCIATES, INC.

TRUST BUT VERIFY

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