Sonya L. Gotz
Professional summary
Sonya Lee Gotz, who also goes by Sonya Gotz, is a registered financial professional currently at 1031 SECURITIES INC. located in New York, New York.
Sonya is registered as a RR (Registered Representative) and started their career in finance in 2018. Sonya has worked at 5 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sonya Lee Gotz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2024 - Present
1031 SECURITIES INC.
December 19, 2023 - March 20, 2024
GREAT POINT CAPITAL LLC
August 5, 2020 - December 21, 2023
TCFG WEALTH MANAGEMENT, LLC
January 18, 2019 - July 19, 2020
NEXTREND SECURITIES, INC.
May 23, 2018 - January 16, 2019
SANDLAPPER SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2024)
(3/22/2024)
(7/22/2024)
(11/21/2024)
(5/23/2024)
(8/28/2025)
(6/9/2025)
(6/26/2025)
(8/29/2025)
(4/4/2024)
(3/22/2024)
(8/16/2024)
Exams
FINRA
Current Firm
1031 SECURITIES INC.
CRD#: 326590 / SEC#: , 8-71095
Contact information
FINRA licenses (27 States and Territories)
Red Flags
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