Matthew R. Banks
Professional summary
Matthew Richard Banks, who also goes by Matthew Richard Banks Mr., Matthew R. Banks, Matthew Banks, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Southfield, Michigan.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 9 firms and has passed the Series 63, Series 65, Series 66, Series 50, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Richard Banks's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2026 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 1000 Town Center #2300, Southfield, MI 48075August 3, 2021 - December 11, 2023
JANNEY MONTGOMERY SCOTT LLC
October 29, 2020 - July 30, 2021
ICAPITAL MARKETS LLC
August 5, 2016 - April 25, 2017
PIPER SANDLER & CO.
January 6, 2014 - August 5, 2016
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
July 15, 2013 - April 25, 2017
PIPER SANDLER & CO.
June 17, 2011 - July 16, 2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
January 8, 2007 - June 15, 2011
INSPEREX LLC
January 13, 2006 - April 5, 2006
CAPWEST SECURITIES, INC.
January 12, 2006 - April 5, 2006
CAPWEST SECURITIES, INC.
June 16, 2003 - November 16, 2005
SEATTLE-NORTHWEST SECURITIES CORPORATION
October 21, 1999 - October 23, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2026)
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(2/26/2026)
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Exams
FINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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