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KM

Kenneth H. Marienau

Some features on this profile are disabled
CRD#: 4007536
KM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Henry Marienau was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 2000. Kenneth had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aligned Investor LLC is a pass-through corporation currently providing consulting services, and acts as a producer of life / health insurance products. I am the CEO. The business name was registered in November, 2016, but no business activity was undertaken until September 15, 2017. The business address is 129 Kentucky Crossing, Rochester, NY 14612. I devote an average of about 40 hours per month to the insurance producer business, of which approximately 20 hours per month are during securities trading hours. My time as an "insurance producer" is devoted to contacting business owners and employees to understand their insurance requirements and offer supplemental short-term disability, accident, life, and income supplement plans. I do not offer any form of annuities policies. I have also performed some corporate consulting (not related to securities), but was not compensated for my efforts in 2017.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 22, 2018 - October 30, 2025

WEALTH APPLE, LLC

RIA
CRD#: 269908
Rochester, NY
Past

October 2, 2015 - January 5, 2016

V2V SECURITIES LLC

BD
CRD#: 131849
New York, NY
Past

July 25, 2013 - April 8, 2015

BENDIGO SECURITIES, LLC

BD
CRD#: 152529
NEW YORK, NY
Past

January 20, 2000 - February 6, 2012

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/22/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/5/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/4/2000
General Securities Representative Examination

Current Firm

WA
WEALTH APPLE, LLC
ALIGNED INVESTOR | WEALTH APPLE, LLC

CRD#: 269908 / SEC#:

New York
Registered Investment Advisory firm - (6/1/2018 Approved)
Pennsylvania
Registered Investment Advisory firm - (1/19/2016 Approved)
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Contact information

Main Address
Philadelphia, PA
Mailing Address
Phone number
(212) 960-8581
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

WEALTH APPLE, LLC

CRD#: 269908

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