Ronald S. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald S Robbins was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1973. Ronald had worked at 6 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1992 - December 31, 1996
IFMG SECURITIES, INC.
June 22, 1990 - September 22, 1992
OSAIC WEALTH, INC.
May 28, 1985 - July 24, 1990
MONARCH FINANCIAL SERVICES, INC.
January 8, 1980 - November 23, 1982
ADVANTAGE CAPITAL CORPORATION
January 24, 1979 - August 27, 1979
ILG SECURITIES CORPORATION
November 29, 1973 - August 26, 1977
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/26/1973
Registered Representative ExaminationCurrent Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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