Cal A. Elcan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cal Andrew Elcan, who also goes by Clarence Andrew Elcan, was a registered financial advisor .
Cal is a previously registered financial advisor and started their career in finance in 1999. Cal had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2014 - September 5, 2014
CLEARPOINT CAPITAL MANAGEMENT LLC
December 3, 2008 - May 2, 2014
UBS FINANCIAL SERVICES INC.
December 3, 2008 - May 2, 2014
UBS FINANCIAL SERVICES INC.
December 23, 2001 - December 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2000 - December 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 1999 - July 31, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
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Exams
Current Firm
CLEARPOINT CAPITAL MANAGEMENT LLC
CRD#: 166527 / SEC#:
Contact information
Red Flags
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