Lori P. Allison
THE STRATEGIC FINANCIAL ALLIANCE
Fairfax, VA 22030
Some features on this profile are disabled
CRD#: 4006962
Professional summary
Lori Pocock Allison, CFP®, who also goes by Lori Pocock, is a registered financial advisor currently at THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Fairfax, Virginia and STRATEGIC BLUEPRINT, LLC located in Fairfax, Virginia.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lori has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Pocock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KEEN & POCOCK - NOT INVESTMENT RELATED, 10300 EATON PLACE SUITE 470 FAIRFAX VA 22030, DBA FOR MARKETING FINANCIAL SERVICES AND FIXED INSURANCE PRODUCTS, PARTNER, 2012, 5 HOURS/MONTH, 5 DURING TRADING, INSURANCE BROKER - DBA FOR FINANCIAL SERVICES. 2. GREEN PEAR INTERIOR, LLC - NOT INVESTMENT RELATED, 12461 OLIVER CROMWELL DRIVE OAK HILL, VA 20171, HOME FURNISHINGS, PARTNER, 2003, <1 HOUR/MONTH, <1 HOUR/MONTH DURING TRADING, BUYER. 3. BYU MANAGEMENT SOCIETY - NOT INVESTMENT RELATED, NO PHYSICAL LOCATION, PROVIDE NETWORKING OPPORTUNITIES FOR ALUMNI, FUTURE BYU GRADUATES, COMMUNITY AND RELIGIOUS LEADERS. PROVIDE SCHOLARSHIPS FOR ENROLLED STUDENTS. HOST YOUNG PROFESSIONAL EVENTS AND LEADERSHIP WORKSHOPS. TREASURER. 01/2019. 2 HOURS/MONTH, 0 DURING TRADING. TRACK INCOME AND EXPENSES, SUBMIT REIMBURSEMENTS, MAINTAIN FINANCIAL RECORDS, PAY VENDOR BILLS. 4. KEEN & POCOCK TAX SERVICE. NOT INVESTMENT RELATED. 10300 EATON PLACE, SUITE 470, FAIRFAX, VA. TAX SERVICES. REFERRAL PARTNER. 01/2019. 1 HOUR/MONTH, DURING TRADING HOURS. REFER CLIENTS TO TAX SERVICE IF APPROPRIATE. NO DAY TO DAY DUTIES WITHIN TAX SERVICE ITSELF. 5.Name: Keen & Pocock Financial Academy, LLC Position: Partner Nature: Financial education seminars. Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 10/08/2024 Address: 12544 Lt. Nichols RoaD, Fairfax VA 22033, United States Description: As a workshop presenter and creator, I will educate workshop attendees on a variety of financial topics like: 1 - understanding Employer Benefits 2 - how to read a paystub 3 - understanding our tax system 4- basic investment terminology
CRS (Client Relationship Summary) - RIA
Click below to view Lori Pocock Allison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 20, 2012 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 10300 Eaton Place Suite 470, Fairfax, VA 22030RIA
BD
CRD#: 126514
Fairfax, VA
Current
August 13, 2018 - Present
STRATEGIC BLUEPRINT, LLC
Office #1: 10300 Eaton Place Suite 470, Fairfax, VA 22030RIA
CRD#: 284840
Fairfax, VA
Current
April 20, 2012 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 10300 Eaton Place Suite 470, Fairfax, VA 22030RIA
BD
CRD#: 126514
Fairfax, VA
Past
March 17, 2008 - April 20, 2012
GLOBAL BROKERAGE SERVICES, INC.
RIA
CRD#: 37505
FAIRFAX, VA
Past
October 1, 1999 - April 20, 2012
GLOBAL BROKERAGE SERVICES, INC.
BD
CRD#: 37505
FAIRFAX, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/20/2012)
RR
Florida(3/5/2019)
RR
Maryland(3/11/2022)
RR
New Mexico(5/20/2024)
RR
North Carolina(11/20/2012)
RR
Ohio(4/23/2015)
RR
Pennsylvania(1/4/2017)
RR
Utah(1/2/2020)
RR
Virginia(4/20/2012)
IAR
Virginia(4/20/2012)
RR
Wisconsin(4/4/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2200 Century Parkway Suite 500, Atlanta, GA 30345
Mailing Address
Phone number
(678) 954-4130
Established
Firm type
Fiscal year end
# of Employees
57
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,067 |
| AUM (Assets Under Management) | $ 2,671,662,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
