James J. Bodner
Professional summary
James Joseph Bodner, who also goes by James J Bodner, Jim Bodner, James Bodner, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 6 firms and has passed the Series 63, Series 57TO, Series 19, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph Bodner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008August 9, 2021 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 18, 2020 - August 9, 2021
THINKEQUITY LLC
June 3, 2019 - April 20, 2020
TULLETT PREBON FINANCIAL SERVICES LLC
March 12, 2014 - June 18, 2019
PETER MANCUSO & CO L.P.
September 10, 2009 - August 16, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2000 - April 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 1999 - March 1, 2000
WSM HOLDINGS, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 19
Date: 8/15/2019
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 6/29/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 8/19/1999
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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