Ursula S. Auger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ursula Stephanie Auger, CFP®, who also goes by Ursula Stephanie Auger Ms., Ursula Stephanie Jo Ms., Ursula Stephanie Jo, Ursula Stephanie Jo Lecca, was a registered financial professional .
Ursula is a previously registered financial professional and started their career in finance in 1999. Ursula had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
August 8, 2019 - March 24, 2022
PLANWYZ INC.
April 27, 2018 - November 19, 2025
KEATING INVESTMENT COUNSELORS INC
September 26, 2016 - April 13, 2018
CASTLE WEALTH MANAGEMENT
May 29, 2007 - December 6, 2007
CITIGROUP GLOBAL MARKETS INC.
February 24, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 8, 2001 - July 22, 2003
STATETRUST INVESTMENTS INC.
May 1, 2001 - October 17, 2001
J.P. MORGAN SECURITIES INC.
December 10, 1999 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
PLANWYZ INC.
CRD#: 300257 / SEC#:
Contact information
Red Flags
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