Paul J. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Jay Robbins was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1965. Paul had worked at 8 firms and has passed the Series 66, Series 52TO, Series 7TO, SIE, PC, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - November 11, 2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
March 23, 2004 - November 27, 2017
LADENBURG THALMANN ASSET MANAGEMENT INC
January 20, 2004 - November 27, 2017
LADENBURG THALMANN & CO. INC.
April 29, 2002 - January 29, 2004
RYAN BECK & CO.
October 31, 1995 - May 13, 2002
GRUNTAL & CO., L.L.C.
September 21, 1991 - November 7, 1995
JOSEPHTHAL & CO., INC.
May 29, 1990 - October 22, 1991
JJC SECURITIES CO., INC.
February 9, 1965 - May 29, 1990
JSC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 1/4/1963
Registered Representative ExaminationSeries 12
Date: 9/16/1975
NYSE Branch Manager ExaminationCurrent Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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