Harry J. Devens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry J. Devens, who also goes by Henry J. Devens, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 2000. Harry had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2005 - February 1, 2013
DEMOCRACY FUNDING LLC
April 10, 2003 - March 15, 2005
VELASCO SECURITIES, INC.
February 21, 2000 - May 6, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
DEMOCRACY FUNDING LLC
CRD#: 122804 / SEC#: , 8-65533
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
