JD
Justin S. Dumke
GATEWAY WEALTH PARTNERS
GERMANTOWN, WI 53022
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CRD#: 4006005
JD
Professional summary
Justin Scott Dumke is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Germantown, Wisconsin and LPL FINANCIAL LLC located in Germantown, Wisconsin.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Justin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 5/13/2019: Financial Resource Services; At reported business locations; DBA for LPL Business (entity for LPL business); Investment related; start date 5/9/2019; 160 hrs/mo; 140hrs during trading. 2) 5/14/2019: Advisors' Pride Inc.; At reported business locations; Registered Investment Advisor Hybrid; Investment related; start date 5/9/2019; 140 hrs/mo; 100hrs during trading; I provide investment advisory services through Advisors' Pride Inc., an independent investment advisor firm. I started this business activity in May 2019. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 9/8/2023: Gateway Wealth Partners; At reported business locations; Registered Investment Advisor Hybrid; Investment related; start date 5/9/2019; 100 hrs/mo; 100hrs during trading; I provide investment advisory services through Advisors' Pride Inc., an independent investment advisor firm. I started this business activity in May 2019. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Scott Dumke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2022 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: W193n10975 Kleinmann Drive, Germantown, WI 53022RIA
CRD#: 322789
GERMANTOWN, WI
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: W193 N10975 Kleinmann Dr Ste C, Germantown, WI 53022RIA
BD
CRD#: 6413
Germantown, WI
Past
May 9, 2019 - December 31, 2022
ADVISORS' PRIDE INC.
RIA
CRD#: 170669
Germantown, WI
Past
November 26, 2018 - May 7, 2019
GRANITE FINANCIAL GROUP
RIA
CRD#: 168675
BROOKFIELD, WI
Past
February 14, 2018 - March 26, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
BROOKFIELD, WI
Past
April 12, 2002 - February 15, 2018
SII INVESTMENTS, INC.
RIA
CRD#: 2225
MENOMONEE FALLS, WI
Past
April 12, 2002 - February 14, 2018
SII INVESTMENTS, INC.
BD
CRD#: 2225
MENOMONEE FALLS, WI
Past
September 1, 2000 - April 10, 2002
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
MINOT, ND
Past
November 18, 1999 - September 5, 2000
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2018)
RR
Arizona(2/14/2018)
RR
California(2/14/2018)
RR
Colorado(2/14/2020)
RR
Florida(2/14/2018)
RR
Georgia(2/14/2018)
RR
Illinois(2/14/2018)
RR
Minnesota(2/14/2018)
RR
North Carolina(10/9/2023)
RR
South Carolina(2/14/2018)
RR
Texas(2/14/2018)
RR
Utah(2/14/2018)
RR
Virginia(2/14/2018)
RR
Wisconsin(2/14/2018)
IAR
Wisconsin(10/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Germantown, WI 53022TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
