Brian Molloy
Professional summary
Brian Molloy, who also goes by Brian Molloy, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Lake Worth, Florida.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Molloy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2020 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 6338 Lantana Rd Ste 59, Lake Worth, FL 33463-6652April 15, 2004 - May 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 22, 1999 - September 8, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2020)
(5/10/2021)
Exams
Series 6TO
Date: 10/29/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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