Andrew M. Ferguson

GATEWAY WEALTH MANAGEMENT

Guntersville, AL 35976

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CRD#: 4005238

Professional summary

Andrew Michael Ferguson, CFP® is a registered financial advisor currently at GATEWAY WEALTH MANAGEMENT, LLC located in Guntersville, Alabama.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Andrew has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CERTIFIED PUBLIC ACCOUNTANT, PARTNER OF GATEWAY GROUP, LLC, 20 - 50 HOURS PER WEEK. NOT INVESTMENT- RELATED. PROVIDING TAX AND ACCOUNTING SERVICES TO INDIVIDUALS AND SMALL BUSINESSES. 4951 SPRING CREEK DRIVE, GUNTERSVILLE, AL 35976. Continuing Education Provider - Providing continuing education in the area of tax primarily for CPAs and Attorneys. The majority of classes are currently contracted through Auburn University Outreach Program. Occasionally other tax/accounting classes are taught through various professional organizations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 11, 2016 - Present

GATEWAY WEALTH MANAGEMENT, LLC

Office #1: 4951 Spring Creek Drive, Guntersville, AL 35976

RIA

CRD#: 172433

Guntersville, AL

Past

November 6, 2014 - December 31, 2015

GATEWAY WEALTH MANAGEMENT, LLC

RIA

CRD#: 172433

GUNTERSVILLE, AL

Past

October 5, 2004 - December 31, 2009

MICHAEL FERGUSON, CPA, CFP

RIA

CRD#: 132841

GUNTERSVILLE, AL

Past

October 21, 1999 - November 7, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/11/2016)

IAR

Texas
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/20/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GATEWAY WEALTH MANAGEMENT, LLC

CRD#: 172433 / SEC#:

Alabama

Registered Investment Advisory firm - (1/1/2016 Approved)

Texas

Registered Investment Advisory firm - (8/30/2021 Conditional Restricted)

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Contact information

Main Address

4951 Spring Creek Drive, Guntersville, AL 35976

Mailing Address

Phone number

(256) 582-5500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 35,258,309

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew M. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GATEWAY WEALTH MANAGEMENT, LLC

GATEWAY WEALTH MANAGEMENT, LLC

MICHAEL FERGUSON, CPA, CFP

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/1999

Series 6

Date: 10/20/1999

Current Firm

GATEWAY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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