Chad L. Strean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Lockey Strean was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1999. Chad had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2020 - April 20, 2021
DUCENTA SQUARED ASSET MANAGEMENT
September 2, 2011 - April 18, 2017
BARINGS SECURITIES LLC
July 1, 2003 - August 24, 2011
WELLS FARGO SECURITIES, LLC
September 10, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 12, 1999 - May 16, 2002
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
DUCENTA SQUARED ASSET MANAGEMENT
CRD#: 308920 / SEC#: 801-118857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUCENTA SQUARED ASSET MANAGEMENT
CRD#: 308920 / SEC#: 801-118857
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 3,168,066,076 |
Red Flags
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