Pierre D. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre D Freeman, who also goes by Pierre Freeman, was a registered financial professional .
Pierre is a previously registered financial professional and started their career in finance in 1999. Pierre had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - February 13, 2012
CHIMERA SECURITIES, LLC
November 6, 2009 - June 28, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
August 13, 2007 - November 5, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
August 16, 2006 - July 2, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
January 23, 2002 - June 10, 2003
LION'S GROUP TRADING LLC
August 27, 1999 - October 18, 2000
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
