Nicole L. Tichota
Professional summary
Nicole Lynn Tichota, who also goes by Nicole Lynn Hart, Nicole Lynn Osmer, Nicole Lynn Tichota, Nicole L Tichota, Nicole Tichota, is a registered financial professional currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 1999. Nicole has worked at 3 firms and has passed the SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Lynn Tichota's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2021 - Present
ULTIMUS FUND DISTRIBUTORS, LLC
Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246February 13, 2020 - August 28, 2021
PRINCIPAL SECURITIES, INC.
November 3, 1999 - December 12, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2021)
(8/30/2021)
Exams
FINRA
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177Cincinnati, OH 45246TRUST BUT VERIFY
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