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Brian K. Evans
MADRONA FINANCIAL & CPAS
EVERETT, WA 98201
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CRD#: 4004458
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Professional summary
Brian Kelly Evans is a registered financial advisor currently at MADRONA FINANCIAL & CPAS located in Everett, Washington.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brian has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRIAN IS AN OWNER AND SERVICE PROVIDER WITH ENTITIES RELATED TO MADRONA FINANCIAL SERVICES, LLC DBA MADRONA FINANCIAL & CPAS. THE ENTITIES INCLUDE MADRONA ADVISORY GROUP, LLC, MADRONA INSURANCE SERVICES, LLC, AND BAUER EVANS, INC., P.S. HIS WORK ON BEHALF OF ALL THSES ENTITIES IS FULL TIME AND IS CONNECTED TO THE RANGE OF SERVICES OFFERED THROUGH MADRONA FINANCIAL & CPAS. IN HIS PERSONAL CAPACITY, BRIAN ACTS AS A COACH AND SPEAKER FOR THE UNAFFILIATED FMO/IMO FINANCIAL INDEPENDENCE GROUP (FIG). HE RECEIVES SPEAKING FEES FROM FIG FOR THESE SERVICES AND SPENDS APPROXIMATELY 10 HOURS PER MONTH ON THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Kelly Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 1999 - Present
MADRONA FINANCIAL & CPAS
Office #1: 2911 Bond St. Suite 105, Everett, WA 98201RIA
CRD#: 115753
EVERETT, WA
Past
March 24, 2016 - April 26, 2019
MADRONA FUNDS, LLC
RIA
CRD#: 155442
EVERETT, WA
Past
March 23, 2016 - September 27, 2016
ADVISORY FUSION, LLC
RIA
CRD#: 282227
EVERETT, WA
Past
October 8, 1999 - November 18, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MADRONA FINANCIAL & CPAS
BAUER & EVANS, INC. | MADRONA FINANCIAL SERVICES, LLC | MADRONA FINANCIAL & CPAS | BONDSTREET WEALTH MANAGEMENT, LLC | BAUER EVANS, INC. | BAUER EVANS WEALTH MANGEMENT, LLC | BAUER EVANS WEALTH MANAGEMENT, LLC
CRD#: 115753 / SEC#: 801-63693
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)California
Registered Investment Advisory firm - (2/3/2006 Cancelled)Washington
Registered Investment Advisory firm - (7/17/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/7/2016)
IAR
Washington(12/7/2016)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MF
MADRONA FINANCIAL & CPAS
BAUER & EVANS, INC. | MADRONA FINANCIAL SERVICES, LLC | MADRONA FINANCIAL & CPAS | BONDSTREET WEALTH MANAGEMENT, LLC | BAUER EVANS, INC. | BAUER EVANS WEALTH MANGEMENT, LLC | BAUER EVANS WEALTH MANAGEMENT, LLC
CRD#: 115753 / SEC#: 801-63693
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)California
Registered Investment Advisory firm - (2/3/2006 Cancelled)Washington
Registered Investment Advisory firm - (7/17/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2911 Bond Street, Suite 200, Everett, WA 98201
Mailing Address
Phone number
(425) 212-3777
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,725 |
| AUM (Assets Under Management) | $ 505,696,988 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
