Sevan Meneshian

BAYWORTH CAPITAL

St. John, IN

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CRD#: 4004371

Professional summary

Sevan Meneshian, CFP®, who also goes by Sev Meneshian, Sevan Masis Meneshian, is a registered financial advisor currently at BAYWORTH CAPITAL located in St. John, Indiana.

Sevan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Sevan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sev Meneshian | Sevan Masis Meneshian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sevan Meneshian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 4, 2019 - Present

BAYWORTH CAPITAL

RIA

CRD#: 284360

St. John, IN

Past

January 7, 2019 - January 8, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Saint John, IN

Past

January 7, 2019 - January 31, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CHICAGO, IL

Past

August 7, 2017 - January 3, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

CHICAGO, IL

Past

August 4, 2017 - August 4, 2017

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

CHICAGO, IL

Past

August 4, 2017 - January 3, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CHICAGO, IL

Past

July 23, 2013 - July 31, 2017

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

Park Ridge, IL

Past

July 23, 2013 - July 31, 2017

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

Park Ridge, IL

Past

June 7, 2007 - July 18, 2013

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

WASHINGTON, DC

Past

May 3, 2005 - July 18, 2013

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

LIBERTYVILLE, IL

Past

January 9, 2001 - February 2, 2005

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

October 13, 1999 - November 16, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2019)

IAR

Illinois
(3/1/2019)

IAR

Indiana
(2/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/4/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/12/1999

General Securities Representative Examination

Current Firm

BAYWORTH CAPITAL

BAYWORTH CAPITAL | XCEED CAPITAL MANAGEMENT, LLC

CRD#: 284360 / SEC#:

California

Registered Investment Advisory firm - (3/6/2019 Approved)

Illinois

Registered Investment Advisory firm - (8/2/2016 Approved)

Indiana

Registered Investment Advisory firm - (1/31/2019 Approved)

Texas

Registered Investment Advisory firm - (8/29/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (3/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

875 N Michigan Avenue Suite 3100, Chicago, IL 60611

Mailing Address

Phone number

(312) 788-7425

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 63,217,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sevan Meneshian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sevan Meneshian's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

MISSIONSQUARE RETIREMENT

MISSIONSQUARE WEALTH MANAGEMENT

NATIONWIDE INVESTMENT SERVICES CORPORATION

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/1999

Series 63

Date: 11/4/1999

SIE

Date: 10/1/2018

Series 31

Date: 11/4/1999

Series 7

Date: 10/12/1999

Current Firm

BAYWORTH CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAYWORTH CAPITAL

TRUST BUT VERIFY

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