Jill E. Ehret
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Ellen Ehret, who also goes by Jill Ellen Bening, Jill Bening-ehret, Jill E Bening, Jill Ehret, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 2000. Jill had worked at 19 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2022 - May 31, 2023
M HOLDINGS SECURITIES, INC.
July 25, 2019 - April 2, 2020
M FINANCIAL SECURITIES MARKETING, INC.
July 16, 2019 - April 2, 2020
M HOLDINGS SECURITIES, INC.
December 12, 2018 - February 1, 2019
INTEGRAL EQUITIES RESEARCH LLC
November 15, 2017 - January 28, 2019
SECURITIZE MARKETS, LLC
July 10, 2017 - May 16, 2019
ZYNCAP SECURITIES, LLC
June 30, 2017 - January 10, 2018
FUNDING CIRCLE SECURITIES LLC
September 28, 2016 - January 7, 2017
SECURITIZE MARKETS, LLC
August 5, 2015 - December 31, 2015
MOLONEY SECURITIES CO., INC.
July 10, 2014 - August 4, 2015
FIRST BROKERAGE AMERICA, L.L.C.
April 15, 2014 - July 2, 2014
LPL FINANCIAL LLC
January 4, 2013 - March 7, 2014
PATRICK CAPITAL MARKETS, LLC
June 8, 2012 - March 7, 2014
SAXONY SECURITIES, INC.
September 16, 2011 - April 30, 2012
VANGUARD CAPITAL
January 26, 2010 - July 14, 2010
MADISON AVENUE SECURITIES, LLC
March 10, 2009 - June 15, 2009
LINK SECURITIES LLC
February 6, 2008 - January 5, 2009
LINK SECURITIES LLC
October 5, 2005 - January 28, 2008
LPL FINANCIAL LLC
March 8, 2004 - December 15, 2004
THE SEIDLER COMPANIES INCORPORATED
July 15, 2003 - September 22, 2003
NATIONAL PLANNING CORPORATION
October 13, 2000 - June 10, 2003
MORGAN STANLEY DW INC.
January 28, 2000 - September 7, 2000
AMERIPRISE ADVISOR SERVICES, INC.
January 7, 2000 - March 7, 2000
GUNNALLEN FINANCIAL, INC
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
