Vincent J. Pappalardo
Professional summary
Vincent Joseph Pappalardo is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Chicago, Illinois.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 2000. Vincent has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Joseph Pappalardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2015 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 980 North Michigan Avenue Suite 1800, Chicago, IL 60611February 18, 2010 - July 30, 2015
STOUT CAPITAL, LLC
May 18, 2007 - February 2, 2010
DRESNER INVESTMENT SERVICES, INC.
March 7, 2000 - May 11, 2007
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
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