BL
Brian C. Little
VALIC FINANCIAL ADVISORS
PORTLAND, OR 97201
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CRD#: 4003134
BL
Brian Cameron LittleVALIC FINANCIAL ADVISORS
Professional summary
Brian Cameron Little, CFP®, who also goes by Brian C Little, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Portland, Oregon.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Aliases
Brian C Little
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HAIGHT STREET PROPERTIES POSITION: Owner NATURE: Residential rental property. My wife and I are the sole owners and operate the rental. We collect rents manage occupancy/repairs and maintenance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2012 ADDRESS: 4526 N Haight, Portland OR 97217, United States DESCRIPTION: Meet with new renters, show them the property. Collect rents, make repairs, coordinate repairs with contractors. POSITIVE HOUSING POSITION: Owner NATURE: Positive Housing is an LLC that currently holds four properties (11933 NE Fremont, 14218 NE Milton, 414 SE 111th Ave and 3140 NE 145th all in Portland ORegon) I have placed a 25% down payments with personal funds and taken a bank loan for the remaining balances. These properties were purchased to be used as a rentals for Drug and Alcohol rebab. We rent to two non-profits Bridges to Change and Transcending hope. Both organizations offer support for people on their path to recovery through peer delivered services, behavioral health care and stable housing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2024 ADDRESS: 11933 NE Freemont St, Portland OR 97220, United States DESCRIPTION: We have signed a 7 year leases. I have found the property and they manage the property day to day. I have negotiated this lease and they will reach out to me if there are maintenance issue they do not handle (new roof, painting house etc.). They cover most maintenance matters. Bridges to Change is not a client of ours. I am not aware of any employees who are clients of Corebridge (no clients of mine). I am not aware of any client of mine who would be going through this rehabilitative program. Transcending is not a client of ours. I am not aware of any employees who are clients of Corebridge (no clients of mine). I am not aware of any client of mine who would be going through this rehabilitative program. AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA. L - EXPONENTIAL POSITION: Owner NATURE: Residential rental property. My wife and I are the sole owners and operate the rental. We collect rents manage occupancyrepairs and maintenance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2018 ADDRESS: 8115 SE 19th Ave, Portland OR 97202, United States DESCRIPTION: Meet with new renters, show them the property. Collect rents, make repairs, coordinate repairs with contractors
CRS (Client Relationship Summary) - RIA
Click below to view Brian Cameron Little's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Cameron Little's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 8, 2008 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1800 S.w. First Avenue Suite 420, Portland, OR 97201RIA
BD
CRD#: 42803
PORTLAND, OR
Current
April 17, 2008 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1800 S.w. First Avenue Suite 420, Portland, OR 97201RIA
BD
CRD#: 42803
PORTLAND, OR
Past
October 11, 2006 - October 23, 2006
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
EUGENE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/26/2010)
IAR
Arizona(9/27/2021)
RR
California(8/18/2014)
IAR
California(3/25/2015)
RR
Colorado(9/21/2021)
IAR
Colorado(9/22/2021)
RR
Florida(6/12/2020)
IAR
Florida(6/15/2020)
RR
Georgia(3/27/2023)
IAR
Georgia(3/29/2023)
RR
Hawaii(1/27/2022)
IAR
Hawaii(1/28/2022)
RR
Idaho(2/28/2013)
IAR
Idaho(3/4/2013)
RR
Indiana(11/17/2022)
IAR
Indiana(11/18/2022)
RR
Nevada(9/21/2021)
IAR
Nevada(9/27/2021)
RR
New Mexico(9/9/2010)
RR
North Carolina(8/21/2023)
IAR
North Carolina(8/22/2023)
RR
Oregon(5/8/2008)
IAR
Oregon(5/8/2008)
RR
Pennsylvania(3/16/2017)
IAR
Pennsylvania(3/17/2017)
RR
Rhode Island(10/14/2014)
IAR
Rhode Island(9/23/2021)
RR
Tennessee(1/14/2026)
RR
Texas(2/10/2010)
IAR
Texas(9/22/2021)
RR
Washington(12/1/2009)
IAR
Washington(3/25/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
