Michael S. Zammiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Zammiello was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - November 24, 2014
DINOSAUR FINANCIAL GROUP, L.L.C
April 4, 2008 - November 23, 2009
NYLIFE DISTRIBUTORS LLC
December 18, 2002 - February 4, 2008
IFMG SECURITIES, INC.
October 4, 2001 - December 31, 2002
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 3, 1999 - October 1, 2001
IDS LIFE INSURANCE COMPANY
September 3, 1999 - October 1, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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