Fredric W. Rittereiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredric William Rittereiser was a registered financial professional .
Fredric is a previously registered financial professional and started their career in finance in 1967. Fredric had worked at 9 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1987 - November 14, 1988
SHERWOOD CAPITAL, INC.
December 1, 1986 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
April 9, 1985 - November 14, 1985
INSTINET, LLC
October 16, 1984 - November 13, 1985
REUTERS C CORPORATION
January 27, 1983 - September 19, 1983
DEUTSCHE IXE, LLC
September 13, 1978 - August 11, 1982
THOMSON MCKINNON SECURITIES INC.
July 29, 1977 - August 10, 1978
TROSTER SINGER CORPORATION
January 10, 1974 - February 13, 1978
SINGER SECURITIES
April 18, 1967 - December 14, 1973
G A SAXTON & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/9/1963
Registered Representative ExaminationSeries 40
Date: 3/9/1978
Registered Principal ExaminationCurrent Firm
SHERWOOD CAPITAL, INC.
CRD#: 10474 / SEC#: , 8-27146
Contact information
Documents
Red Flags
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