Brent M. Porges
Professional summary
Brent Morgan Porges was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brent is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Brent had worked at 15 firms, which includes WINDSOR STREET CAPITAL LP, NEWBRIDGE SECURITIES CORPORATION, CRAIG SCOTT CAPITAL LLC, BROOKSTONE SECURITIES INC., ROCKWELL GLOBAL CAPITAL LLC, PRESTIGE FINANCIAL CENTER INC., BROOKVILLE CAPITAL PARTNERS, JHS CAPITAL ADVISORS LLC, JOSEPH GUNNAR & CO. LLC, GREAT EASTERN SECURITIES INC., BENSON YORK GROUP INC., GUNNALLEN FINANCIAL INC, FIRST MONTAUK SECURITIES CORP., RUMSON CAPITAL LLC, ON-SITE TRADING INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2016 - August 11, 2016
WINDSOR STREET CAPITAL, LP
November 6, 2015 - January 13, 2016
NEWBRIDGE SECURITIES CORPORATION
October 20, 2015 - October 21, 2015
NEWBRIDGE SECURITIES CORPORATION
January 20, 2012 - October 20, 2015
CRAIG SCOTT CAPITAL, LLC
July 14, 2010 - December 6, 2010
BROOKSTONE SECURITIES, INC.
May 21, 2010 - July 16, 2010
ROCKWELL GLOBAL CAPITAL LLC
December 24, 2009 - April 8, 2010
PRESTIGE FINANCIAL CENTER, INC.
August 27, 2009 - January 4, 2010
BROOKSTONE SECURITIES, INC.
January 12, 2009 - September 10, 2009
BROOKVILLE CAPITAL PARTNERS
February 14, 2008 - November 11, 2008
JHS CAPITAL ADVISORS, LLC
May 30, 2007 - February 27, 2008
JOSEPH GUNNAR & CO. LLC
October 21, 2005 - March 16, 2006
GREAT EASTERN SECURITIES, INC.
May 2, 2005 - November 8, 2005
BENSON YORK GROUP, INC.
August 19, 2002 - May 27, 2005
GUNNALLEN FINANCIAL, INC
January 4, 2002 - August 20, 2002
FIRST MONTAUK SECURITIES CORP.
August 8, 2001 - October 24, 2001
RUMSON CAPITAL, LLC
January 26, 2000 - April 6, 2000
ON-SITE TRADING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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