James A. Sand

TIEDEMANN ADVISORS

MINNEAPOLIS, MN 55426

Some features on this profile are disabled

CRD#: 4002578

Professional summary

James Allen Sand is a registered financial advisor currently at TIEDEMANN ADVISORS, LLC located in Minneapolis, Minnesota.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Allen Sand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2024 - Present

TIEDEMANN ADVISORS, LLC

Office #1: 600 Highway 169 South Suite 1140, Minneapolis, MN 55426

RIA

CRD#: 147189

MINNEAPOLIS, MN

Past

January 27, 2014 - July 2, 2024

ENVOI LLC

RIA

CRD#: 149436

MINNEAPOLIS, MN

Past

November 13, 2009 - December 31, 2013

ENVOI LLC

RIA

CRD#: 149436

MINNETONKA, MN

Past

November 9, 2007 - February 10, 2009

CHERRY TREE FAMILY OFFICE LLC

RIA

CRD#: 145221

MINNETONKA, MN

Past

September 13, 2006 - November 9, 2007

CHERRY TREE INVESTMENTS INC

RIA

CRD#: 106799

MINNETONKA, MN

Past

March 2, 2004 - June 14, 2006

CROSSWATER

RIA

CRD#: 127890

WAYZATA, MN

Past

November 13, 2002 - January 21, 2004

PIPER SANDLER & CO.

RIA

CRD#: 665

MINNEAPOLIS, MN

Past

October 1, 2002 - December 9, 2002

THE FAMILY OFFICE OF U.S. BANCORP PIPER JAFFRAY LLC.

RIA

CRD#: 120944

MINNEAPOLIS, MN

Past

October 4, 1999 - January 21, 2004

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIEDEMANN ADVISORS, LLC

TIEDEMANN ADVISORS, LLC | TIEDEMANN WEALTH MANAGEMENT, LLC

CRD#: 147189 / SEC#: 801-69865

RIA

Registered Investment Advisory firm - (2/10/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/1/1999

General Securities Representative Examination

Current Firm

TIEDEMANN ADVISORS, LLC

TIEDEMANN ADVISORS, LLC | TIEDEMANN WEALTH MANAGEMENT, LLC

CRD#: 147189 / SEC#: 801-69865

RIA

Registered Investment Advisory firm - (2/10/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

22 Vanderbilt Avenue 27th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 396-5900

Established

Firm type

Fiscal year end

# of Employees

187

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TIEDEMANN ADV PART 2A (7/22/2025)

Regulatory assets under management

Total Number of Accounts	627
AUM (Assets Under Management)	$ 29,043,170,554

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
07/29/2024	Cover Page	Report
10/26/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James A. Sand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Allen Sand's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENVOI LLC

ENVOI LLC

CHERRY TREE FAMILY OFFICE LLC

CHERRY TREE INVESTMENTS INC

CROSSWATER

PIPER SANDLER & CO.

THE FAMILY OFFICE OF U.S. BANCORP PIPER JAFFRAY LLC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

TIEDEMANN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2002

Series 63

Date: 11/17/1999

Series 7

Date: 10/1/1999

Current Firm

TIEDEMANN ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TIEDEMANN ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors