RK
Ronald C. Keever
BOK FINANCIAL SECURITIES
Tulsa, OK 74172
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CRD#: 4002568
RK
Professional summary
Ronald Charles Keever, CFP®, who also goes by Ron C Keever, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Tulsa, Oklahoma.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ronald has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron C Keever
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Seed to Oak LLC, ADDRESS: Arvada, CO, 80007 INVESTMENT RELATED (Y/N): N START DATE: 4/29/2024, POSITION HELD: Authorized Signer on Bank Account NATURE OF OUTSIDE BUSINESS: Health and Fitness HRS/MO: 2 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Authorized signer on business bank account for spouse's Doula/Yoga consulting business. No compensation or additional involvement.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Charles Keever's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Charles Keever's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
April 4, 2018 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: One Williams Center, Tulsa, OK 74172RIA
BD
CRD#: 17530
Tulsa, OK
Current
March 23, 2018 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: One Williams Center, Tulsa, OK 74172RIA
BD
CRD#: 17530
Tulsa, OK
Past
December 4, 2019 - August 5, 2025
BOK FINANCIAL PRIVATE WEALTH, INC.
RIA
CRD#: 106733
Denver, CO
Past
June 15, 2012 - March 7, 2018
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
RALEIGH, NC
Past
June 15, 2012 - March 7, 2018
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
RALEIGH, NC
Past
August 10, 2010 - June 19, 2012
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CHAPEL HILL, NC
Past
September 21, 2009 - June 19, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CHAPEL HILL, NC
Past
September 12, 2008 - March 23, 2009
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
DURHAM, NC
Past
July 31, 2006 - April 29, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
January 4, 2002 - January 18, 2006
JBS LIBERTY SECURITIES, INC.
BD
CRD#: 36179
KANNAPOLIS, NC
Past
October 5, 1999 - August 22, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2023)
RR
Alaska(10/21/2024)
RR
Arizona(3/23/2018)
RR
Arkansas(5/3/2023)
RR
California(4/11/2018)
RR
Colorado(4/4/2018)
IAR
Colorado(4/4/2018)
RR
Connecticut(4/24/2023)
RR
Delaware(10/29/2024)
RR
District of Columbia(4/25/2023)
RR
Florida(11/12/2020)
RR
Georgia(11/12/2020)
RR
Hawaii(5/2/2023)
RR
Idaho(1/20/2023)
RR
Illinois(4/24/2023)
RR
Indiana(4/24/2023)
RR
Iowa(4/24/2023)
RR
Kansas(4/21/2023)
RR
Kentucky(4/24/2023)
RR
Louisiana(10/3/2019)
RR
Maine(11/13/2020)
RR
Maryland(10/29/2024)
RR
Massachusetts(4/24/2023)
RR
Michigan(10/23/2024)
RR
Minnesota(4/24/2023)
RR
Mississippi(7/26/2024)
RR
Missouri(4/24/2023)
RR
Montana(5/3/2023)
RR
Nebraska(10/18/2024)
RR
Nevada(4/28/2023)
RR
New Hampshire(7/29/2024)
RR
New Jersey(4/24/2023)
RR
New Mexico(11/12/2020)
RR
New York(4/22/2023)
RR
North Carolina(8/28/2018)
RR
North Dakota(3/15/2022)
RR
Ohio(2/1/2019)
RR
Oklahoma(6/30/2021)
IAR
Oklahoma(4/8/2025)
RR
Oregon(6/12/2019)
RR
Pennsylvania(4/24/2023)
RR
Rhode Island(10/21/2024)
RR
South Carolina(6/1/2021)
RR
South Dakota(11/23/2020)
RR
Tennessee(7/29/2024)
RR
Texas(6/19/2019)
RR
Utah(10/7/2020)
RR
Vermont(4/8/2025)
RR
Virginia(3/25/2019)
RR
Washington(3/9/2022)
RR
West Virginia(3/10/2022)
RR
Wisconsin(4/12/2018)
RR
Wyoming(10/19/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/9/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
One Williams Center Plaza Southeast, Tulsa, OK 74102
Mailing Address
P.o. Box 2300, Tulsa, OK 74192
Phone number
(918) 588-6000
Established
Oklahoma since 12/23/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
165
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOK FINANCIAL CORPORATION | DIRECT BENEFICIAL OWNER | |
| DEAN, BRETT ALAN | PRESIDENT | 1716141 |
| DODSON, CATHERINE JOANNE | CFO/FINOP | 6857597 |
| GALLATIN, THOMAS COY | EXECUTIVE DIRECTOR, ENERGY BANKING | 5971928 |
| GRAUER, SCOTT BRADLEY | CEO, CHAIRMAN | 1509326 |
| MAHANEY, MINDY MARGARET | BOKFS BOARD MEMBER | 6403627 |
| PARRISH, REBECCA ROSE | CHIEF COMPLIANCE OFFICER | 6273251 |
| SHAW, JAMES AUGUSTUS | SVP, DIRECTOR OF RETAIL SALES | 1264136 |
| STEELE, JAMES BRADFORD | SVP, CHIEF OPERATING OFFICER | 6317520 |
| SWANSON, JON CRAIG | BOKFS BOARD MEMBER | 5010899 |
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 835,622,979 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOK FINANCIAL SECURITIES, INC.
CRD#: 17530Tulsa, OK 74172TRUST BUT VERIFY
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