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GL

Gregory Levine

MODERN PRIVATE EQUITY PARTNERS
Spencer, TN 38585
Some features on this profile are disabled
CRD#: 4002386
GL

Professional summary

Gregory Levine is a registered financial professional currently at MODERN PRIVATE EQUITY PARTNERS, LLC located in Spencer, Tennessee and CONDUENT SECURITIES, LLC located in Spencer, Tennessee.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2014. Gregory has worked at 6 firms and has passed the Series 63, SIE, Series 62 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Levine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2023 - Present

MODERN PRIVATE EQUITY PARTNERS, LLC

Office #1: 2847 Long Branch Road, Spencer, TN 38585
BD
CRD#: 326206
Spencer, TN
Current

September 17, 2024 - Present

CONDUENT SECURITIES, LLC

Office #1: 2847 Long Branch Road, Spencer, TN 38585
BD
CRD#: 135474
SPENCER, TN
Past

October 6, 2021 - August 8, 2022

DECHEQUE SECURITIES LLC

BD
CRD#: 311020
SALT LAKE CITY, UT
Past

April 10, 2019 - May 2, 2019

TRIPOINT GLOBAL EQUITIES/BANQ(R)

BD
CRD#: 143174
NEW YORK, NY
Past

February 28, 2018 - October 28, 2020

MAA - MENTOR ALTERNATIVE ADVISORS LLC

BD
CRD#: 154411
GREENWICH, CT
Past

July 1, 2014 - December 31, 2017

MODERN EQUITY SERVICES LLC

BD
CRD#: 159040
JACKSON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(9/17/2024)
RR
Oregon
(11/6/2024)
RR
Tennessee
(1/29/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 5/22/2014
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/9/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CONDUENT SECURITIES, LLC
BUCK KWASHA SECURITIES LLC | CONDUENT SECURITIES, LLC

CRD#: 135474 / SEC#: , 8-66927

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
2847 Long Branch Road, Spencer, TN 38585
Mailing Address
2847 Long Branch Road, Spencer, TN 38585
Phone number
(646) 734-1881
Established
Delaware since 02/11/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONDUENT BUSINESS SERVICES LLCOWNER
BENDER, STEVEN CHRISTOPHERFINOP2650187
LEVINE, GREGORYPRESIDENT AND CHIEF COMPLIANCE OFFICER4002386

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONDUENT SECURITIES, LLC

CRD#: 135474Spencer, TN 38585

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