Gary R. Ritner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Ray Ritner was a registered financial advisor .
Gary is a previously registered financial advisor and started their career in finance in 1969. Gary had worked at 17 firms and has passed the Series 65, Series 63, PC, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2006 - January 23, 2007
FOCUSPOINT PRIVATE CAPITAL GROUP
April 13, 2005 - September 1, 2005
RITNER, LLC
January 16, 2003 - April 5, 2004
FOCUSPOINT PRIVATE CAPITAL GROUP
January 12, 1995 - December 31, 2002
CRAIG & ASSOCIATES, INC.
December 21, 1991 - February 3, 1993
LEHMAN BROTHERS INC.
April 13, 1989 - April 22, 1991
MILESTONE SECURITIES, INC.
May 6, 1987 - September 23, 1988
HIGHLANDS SECURITIES CORPORATION
April 20, 1983 - April 19, 1986
KO SECURITIES, INC.
May 16, 1980 - October 16, 1981
HIGHLANDS SECURITIES CORPORATION
March 15, 1979 - June 17, 1981
EVERGREEN SECURITIES, INC.
March 23, 1978 - March 22, 1979
NATIONAL SECURITIES CORPORATION
October 14, 1977 - March 22, 1979
NATIONAL SECURITIES CORPORATION
November 17, 1976 - December 7, 1977
SHEARSON HAYDEN STONE INC.
August 10, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
April 4, 1975 - September 3, 1976
BLYTH EASTMAN DILLON & CO. INCORPORATED
June 25, 1973 - March 26, 1975
FIRST COLUMBIA CORPORATION
April 3, 1972 - July 8, 1973
DUANE BERENTSON INVESTMENTS
October 15, 1971 - December 20, 1971
SECURITIES NORTHWEST, INC.
April 17, 1969 - October 15, 1971
NORSEC & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/26/1992
AMEX Put and Call ExamSeries 1
Date: 9/24/1963
Registered Representative ExaminationSeries 00
Date: 3/28/1969
General Securities Principal ExaminationCurrent Firm
FOCUSPOINT PRIVATE CAPITAL GROUP
CRD#: 122341 / SEC#: , 8-65488
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
