Michael E. Kelly

PROCYON

Virginia Beach, VA

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CRD#: 4002296

Professional summary

Michael Eligio Kelly, CFP®, who also goes by Michael E. Kelly, Michael Kelly, is a registered financial advisor currently at PROCYON located in Virginia Beach, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael E. Kelly | Michael Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tkm Consulting DBA Sefide Global; Investment Related: Yes; 4445 Corporation Drive, 255, Virginia Beach, VA. 23462; Nature: Food & Beauty Product Broker; Share Holder; 2/23/2021; 0 Hours per month. 2) Procyon Risk, LLC; Investment Related: No; 1 Corporate Drive., Suite 225, Shelton, CT. 06484; Nature: Insurance: Partner; 4/20/2022; 0 Hours per month. 3) Procyon Tax, LLC; Investment Related: No; 1 Corporate Drive., Suite 225, Shelton, CT. 06484; Nature: Tax; 4/20/2022; 5 Hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Eligio Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 16361

NORFOLK, VA

Past

September 17, 2003 - March 10, 2006

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/18/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/1999

General Securities Representative Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael E. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Eligio Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCYON INSTITUTIONAL PARTNERS, LLC

PIVOTAL PLANNING GROUP, LLC

GODSEY & GIBB WEALTH MANAGEMENT

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NORTH RIDGE SECURITIES CORP.

BNY MELLON SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

NORTH RIDGE SECURITIES CORP.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2007

Series 66

Date: 9/18/2002

Series 63

Date: 9/17/1999

Series 7

Date: 9/9/1999

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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