John D. Ritchie

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CRD#: 400212

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Duncan Ritchie was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1970. John had worked at 7 firms and has passed the Series 65, Series 63, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 17, 2006 - September 29, 2023

GREAT NORTHERN ASSET MANAGEMENT, LLC

RIA

CRD#: 139457

VANCOUVER, WA

Past

December 13, 2001 - March 14, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

VANCOUVER, WA

Past

October 31, 2001 - March 14, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

VANCOUVER, WA

Past

December 1, 1983 - November 9, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 31, 1980 - October 12, 1983

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

July 12, 1974 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

October 6, 1971 - July 27, 1974

BIRR, WILSON & CO., INC.

CRD#: 93

Past

December 14, 1970 - October 30, 1971

DUPONT WALSTON, INCORPORATED

CRD#: 870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT NORTHERN ASSET MANAGEMENT, LLC

CRD#: 139457 / SEC#: 801-66214

RIA

Registered Investment Advisory firm - (3/6/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 12/5/1984

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 10/14/1966

Registered Representative Examination

Current Firm

GREAT NORTHERN ASSET MANAGEMENT, LLC

CRD#: 139457 / SEC#: 801-66214

RIA

Registered Investment Advisory firm - (3/6/2006 Approved)

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Contact information

Main Address

1111 Main Street Suite 650, Vancouver, WA 98660-2990

Mailing Address

Phone number

(360) 567-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250613 FORM ADV P2 GNAM (7/11/2025)

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 222,308,614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John D. Ritchie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BIRR, WILSON & CO., INC.

DUPONT WALSTON, INCORPORATED

Primary Firm SEC Registration

GREAT NORTHERN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/1992

Series 63

Date: 3/21/1984

PC

Date: 12/5/1984

Series 1

Date: 10/14/1966

Current Firm

GREAT NORTHERN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT NORTHERN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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