Jaime X. Coronado
Professional summary
Jaime Xavier Coronado was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jaime is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Jaime had worked at 3 firms, which includes NELSONREID INC., WAMU INVESTMENTS INC., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2008 - April 2, 2009
NELSONREID, INC.
July 23, 2003 - August 7, 2008
WAMU INVESTMENTS, INC.
July 23, 2003 - August 7, 2008
WAMU INVESTMENTS, INC.
July 25, 2000 - July 16, 2003
MORGAN STANLEY DW INC.
June 29, 2000 - July 16, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
NELSONREID, INC.
CRD#: 45503 / SEC#: , 8-51060
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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