Sanjay O. Asija

ARCHER INVESTMENT

South Barrington, IL 60010

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CRD#: 4001678

Professional summary

Sanjay Omprakash Asija is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in South Barrington, Illinois.

Sanjay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Sanjay has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCL CPA P.C., NON INVESTMENT RELATED 16 EXECUTIVE CT. #2, S. BARRINGTON, IL 60010. CERTIFIED PUBLIC ACCOUNTANT START DATE SINCE 2000 80 HRS PER MONTH 80 HRS DURING TRADING ACCOUNTANT, TAX PREPARATION AND PAYROLL. SCL II CPA P.C., NON INVESTMENT RELATED 16 EXECUTIVE CT. 121 S Wilke Arlington Heights, IL 60005. CERTIFIED PUBLIC ACCOUNTANT START DATE SINCE 2019 80 HRS PER MONTH 80 HRS DURING TRADING ACCOUNTANT, TAX PREPARATION AND PAYROLL. RASA Group LLC, Partner, non investment related, 6 EXECUTIVE CT. #2, S. BARRINGTON, IL 60010, 12/2019, 1 hr/month. Real Estate Investment

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjay Omprakash Asija's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2017 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 16 Executive Ct St 2, South Barrington, IL 60010

RIA

CRD#: 136403

South Barrington, IL

Past

February 9, 2010 - September 20, 2010

SIGMA FINANCIAL CORPORATION

CRD#: 14303

S. BARRINGTON, IL

Past

August 31, 2004 - February 4, 2010

FSC SECURITIES CORPORATION

CRD#: 7461

SOUTH BARRINGTON, IL

Past

February 18, 2003 - August 12, 2004

TRIAD ADVISORS LLC

RIA

CRD#: 25803

SCHAUMBURG, IL

Past

January 2, 2001 - August 12, 2004

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

November 10, 1999 - February 1, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 10, 1999 - February 1, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/8/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

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Contact information

Main Address

11711 N. College Ave Suite 200, Carmel, IN 46032

Mailing Address

Phone number

(317) 581-5664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts	5,640
AUM (Assets Under Management)	$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sanjay O. Asija

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjay Omprakash Asija's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA FINANCIAL CORPORATION

FSC SECURITIES CORPORATION

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ARCHER INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2017

Series 63

Date: 11/22/1999

Series 3

Date: 6/8/2017

Series 7

Date: 1/7/2000

Series 6

Date: 11/9/1999

Current Firm

ARCHER INVESTMENT CORPORATION

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHER INVESTMENT CORPORATION

TRUST BUT VERIFY

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