Jeffrey S. Boettcher

BEDROCK INVESTMENT ADVISORS

Scottsdale, AZ 85260

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CRD#: 4001659

Professional summary

Jeffrey Stuart Boettcher, who also goes by Jeffrey S. Boettcher, is a registered financial advisor currently at BEDROCK INVESTMENT ADVISORS located in Scottsdale, Arizona.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey S. Boettcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Boettcher spends approximately half of his time on outside business activities during market hours. Mr. Boettcher began (and is President of) Bedrock Financial Services ("BFS") in November 2010. BFS is located at the same office location in Scottsdale Arizona as the Advisory business, as disclosed above (and on the ADV 2B). BFS is an investment related business, as the income is tied to the fixed/indexed annuity (insurance) sales of Mr. Boettcher and other agents that Mr. Boettcher supervises.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Stuart Boettcher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2014 - Present

BEDROCK INVESTMENT ADVISORS

Office #1: 7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260

RIA

CRD#: 173131

Scottsdale, AZ

Past

November 4, 2014 - December 31, 2024

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

SCOTTSDALE, AZ

Past

October 17, 2013 - November 6, 2014

BFC PLANNING, INC.

RIA

CRD#: 119682

SCOTTSDALE, AZ

Past

March 2, 2010 - November 6, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

SCOTTSDALE, AZ

Past

February 24, 2010 - November 6, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

SCOTTSDALE, AZ

Past

March 27, 2008 - February 25, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PHOENIX, AZ

Past

March 14, 2008 - February 25, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PHOENIX, AZ

Past

January 7, 2005 - March 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SCOTTSDALE, AZ

Past

April 2, 2004 - March 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SCOTTSDALE, AZ

Past

February 14, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

February 13, 2001 - April 7, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

October 22, 1999 - February 27, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/4/2014)

IAR

Texas
(1/29/2025)

IAR

Washington
(11/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/6/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1999

General Securities Representative Examination

Current Firm

BEDROCK INVESTMENT ADVISORS

BEDROCK INVESTMENT ADVISORS | LUZENSKE, MICHAEL | BWM ADVISORY LLC | BEDROCK INVESTMENT ADVISORS, LLC. | BEDROCK INVESTMENT ADVISORS, INC.

CRD#: 173131 / SEC#: 801-108290

RIA

Registered Investment Advisory firm - (3/9/2021 Terminated)

Alabama

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Arizona

Registered Investment Advisory firm - (6/10/2020 Approved)

Florida

Registered Investment Advisory firm - (11/16/2020 Approved)

Georgia

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Illinois

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Kansas

Registered Investment Advisory firm - (2/2/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (12/6/2021 Terminated)

Michigan

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Missouri

Registered Investment Advisory firm - (9/7/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (9/9/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (7/27/2023 Terminated)

New York

Registered Investment Advisory firm - (12/31/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Oregon

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2025 Approved)

Virginia

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Washington

Registered Investment Advisory firm - (3/2/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260

Mailing Address

10869 N. Scottsdale Road Suite 103-272, Scottsdale, AZ 85254

Phone number

(800) 779-4183

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	224
AUM (Assets Under Management)	$ 49,768,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey S. Boettcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Stuart Boettcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEDROCK INVESTMENT ADVISORS

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO SECURITIES INC.

WELLS FARGO INVESTMENTS, LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2004

Series 63

Date: 11/17/1999

SIE

Date: 11/6/2014

Series 7

Date: 10/21/1999

Current Firm

BEDROCK INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEDROCK INVESTMENT ADVISORS

TRUST BUT VERIFY

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