Benjamin G. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Gray Wilson was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1999. Benjamin had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2017 - June 28, 2019
PANTHEON SECURITIES, LLC
June 30, 2004 - August 11, 2006
B. RILEY SECURITIES, INC.
January 13, 2004 - July 6, 2004
UBS FINANCIAL SERVICES INC.
November 18, 2003 - July 6, 2004
UBS FINANCIAL SERVICES INC.
September 21, 2001 - July 25, 2003
DEUTSCHE BANK SECURITIES INC.
September 14, 2000 - October 18, 2000
UBS FINANCIAL SERVICES INC.
August 31, 1999 - December 8, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
PANTHEON SECURITIES, LLC
CRD#: 285480 / SEC#: , 8-69844
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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