Brian L. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Lee Greene was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2010 - November 15, 2012
PLANNED ASSET MANAGEMENT
June 10, 2010 - June 30, 2011
INDEPENDENT FINANCIAL GROUP, LLC
June 10, 2010 - June 30, 2011
INDEPENDENT FINANCIAL GROUP, LLC
November 3, 2009 - April 29, 2010
AFA ADVISOR SERVICES LLC
November 3, 2009 - April 29, 2010
AFA FINANCIAL GROUP, LLC
March 17, 2009 - July 9, 2009
EQUITABLE ADVISORS, LLC
February 9, 2009 - July 9, 2009
EQUITABLE ADVISORS, LLC
July 12, 2001 - October 18, 2001
ADVANCED EQUITIES, INC.
September 5, 2000 - July 6, 2001
WEB STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNED ASSET MANAGEMENT
CRD#: 105986 / SEC#: 801-25709
Contact information
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 385,254,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
