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EDUARD SHLOMOVICH

Eduard Shlomovich

ASSOCIATE·HIGHTOWER SECURITIES
CHICAGO, IL
·CRD# 4000901·25 years experience

Professional Summary

EDUARD SHLOMOVICH is a registered financial advisor currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois. EDUARD is registered as a RR (Registered Representative) and started their career in finance in 2001. EDUARD has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Biography

Mr. Shlomovich began his career in the financial services industry in 1998, and joined Treasury Partners in 2012. He holds Series 7 and 63 securities licenses. He is a member of our Corporate Cash Management Group, and is responsible for processing the overnight Euro and Sterling money market fund trades placed via our online Money Market Portal. Mr. Shlomovich also provides a broad range of administrative and operational services on behalf of our corporate clients....

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

Website

xxxxxxxxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

HIGHTOWER SECURITIES, LLC·CRD# 116681
BD
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
October 2, 2012 - Present
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
February 22, 2010 - March 9, 2011
SPENCER-WINSTON SECURITIES CORPORATION·CRD# 8300
BD
Brooklyn, NY
December 26, 2008 - January 28, 2010
LEGEND SECURITIES, INC.·CRD# 44952
BD
Bklyn, NY
October 20, 2008 - November 3, 2008
POND EQUITIES·CRD# 30934
BD
Brooklyn, NY
June 7, 2001 - December 18, 2008

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Current Firm

HS
HIGHTOWER SECURITIES, LLC

CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC

CRD#: 116681 / SEC#: 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Mailing Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Phone Number

(312) 962-3800

Established

Illinois since 06/28/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HIGHTOWER HOLDING, LLCPARENT COMPANY—
BESSO, DOUGLAS JOSEPHCTO1530829
COVIELLO, BARRY ANTHONYEXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION1813688
GRAY, KENDRACHIEF COMPLIANCE OFFICER4388082
GRAY, KENDRAMUNICIPAL PRINCIPAL4388082
KARL, MATTHEW JAMESPRINCIPAL FINANCIAL OFFICER (PFO) & FINOP5361093
SANGEKAR, JASON ACHIEF EXECUTIVE OFFICER5159857

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(12/1/2025)
RR
New York
(10/2/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view EDUARD SHLOMOVICH's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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EDUARD SHLOMOVICH
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