David E. Andrew

AUTUMN LANE ADVISORS

Houston, TX 77063

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CRD#: 4000813

Professional summary

David Edwin Andrew, who also goes by David E Andrew, is a registered financial advisor currently at AUTUMN LANE ADVISORS, LLC located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David E Andrew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Andrew is a limited partner and minority owner General Partner of a real estate investment limited liability corporation. He does not receive revenue as owner of the General Partner to the real estate vehicle.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Andrew's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2015 - Present

AUTUMN LANE ADVISORS, LLC

Office #1: 7500 San Felipe Suite 1030, Houston, TX 77063

RIA

CRD#: 173624

Houston, TX

Past

December 6, 2010 - November 25, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

HOUSTON, TX

Past

September 15, 2010 - November 25, 2014

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

HOUSTON, TX

Past

October 26, 2005 - September 29, 2010

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

October 3, 2001 - July 10, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 22, 1999 - July 3, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUTUMN LANE ADVISORS, LLC

CRD#: 173624 / SEC#: 801-80627

RIA

Registered Investment Advisory firm - (12/3/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/25/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2005

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/14/2005

National Commodity Futures Examination

Current Firm

AUTUMN LANE ADVISORS, LLC

CRD#: 173624 / SEC#: 801-80627

RIA

Registered Investment Advisory firm - (12/3/2014 Approved)

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Contact information

Main Address

7500 San Felipe Suite 1030, Houston, TX 77063

Mailing Address

Phone number

(713) 636-2075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AUTUMN LANE ADV 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	541
AUM (Assets Under Management)	$ 1,060,085,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David E. Andrew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Andrew's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

GOLDMAN SACHS & CO. LLC

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AUTUMN LANE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2005

Series 63

Date: 12/7/1999

SIE

Date: 11/25/2014

Series 7

Date: 10/25/2005

Series 3

Date: 10/14/2005

Current Firm

AUTUMN LANE ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUTUMN LANE ADVISORS, LLC

TRUST BUT VERIFY

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