JP
Jason M. Pace
SYNOVUS SECURITIES
Stuart, FL 34994
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CRD#: 4000809
JP
Professional summary
Jason Michael Pace is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Stuart, Florida.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Pace's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Michael Pace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 715 Colorado Avenue, Stuart, FL 34994RIA
BD
CRD#: 14023
Stuart, FL
Current
October 18, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 715 Colorado Avenue, Stuart, FL 34994RIA
BD
CRD#: 14023
Stuart, FL
Past
September 9, 2016 - October 21, 2019
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
BOYNTON BEACH, FL
Past
August 20, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
WEST PALM BEACH, FL
Past
August 11, 2010 - October 21, 2019
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
WEST PALM BEACH, FL
Past
February 23, 2007 - August 18, 2010
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PALM CITY, FL
Past
October 24, 2006 - August 18, 2010
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
PALM CITY, FL
Past
April 25, 2005 - September 29, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHICAGO, IL
Past
February 1, 2002 - March 30, 2005
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
September 13, 2000 - February 22, 2002
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
October 22, 1999 - June 28, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/15/2021)
IAR
Alaska(8/10/2021)
RR
Connecticut(10/18/2019)
IAR
Connecticut(10/29/2019)
RR
Florida(10/18/2019)
IAR
Florida(10/28/2019)
RR
Georgia(11/29/2023)
IAR
Georgia(11/30/2023)
RR
Kentucky(10/18/2019)
IAR
Kentucky(10/28/2019)
RR
Maryland(6/22/2021)
IAR
Maryland(6/22/2021)
RR
Michigan(11/24/2020)
IAR
Michigan(12/1/2020)
RR
North Carolina(11/14/2022)
IAR
North Carolina(11/14/2022)
RR
Ohio(3/4/2022)
IAR
Ohio(3/4/2022)
RR
Texas(3/5/2021)
IAR
Texas(3/5/2021)
RR
Virginia(3/17/2025)
IAR
Virginia(3/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Stuart, FL 34994TRUST BUT VERIFY
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