Ezra H. Ripple

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CRD#: 400078

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ezra Hoyt Ripple IV was a registered financial professional .

Ezra is a previously registered financial professional and started their career in finance in 1971. Ezra had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Lindberg & Ripple; 29 South Main Street, Suite 311 West Hartford, CT 06107; 01/2000; Senior Advisor; Sales and service of life insurance and related products; Investment Related; 80 hours/month; 80 hours/month during business hours; Commissions, Referral fees. 2) American School for the Deaf; 139 North Main Street, West Hartford, CT 06107; 12/2019; Corporator; Attend annual meeting as well as investment and finance committee meetings; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No compensation. 3) Lindberg & Ripple, LRI Investment, LLC; 3825 PGA Boulevard, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment related; Founder/Advisor; No Active Duties; 7/1/2023; 0 hours per month; 0 hours per month during trading hours. 4) Trustee for Family Members; Not Investment Related; Trustee; Start Date: 03/02/1992; 5-10 hours per month; 5-10 hours per month during securities trading hours; Oversee Trust investments, employ professional investment advisors, make decisions on distributions to trust beneficiaries in accordance with the terms of the trusts. 5) Ann W. Brown Trust Dated April 5, 1992; 8 Schuyler Lane, Bloomfield, CT 06002; Trust Administration; Investment Related; Trustee; oversee the investment management of trust assets and make distributions; 05/16/2001; 5 hours per month; 5 hours per month during trading hours. 6) Donald L. Brown, Jr. Revocable Trust, Dated March 2, 1992; 8 Schuyler Lane, Bloomfield CT 06002; Trust; Investment related; Trustee; Oversee management of trust assets and make distributions in accordance with the trust terms; 3/5/2004; 5 hours per month; 5 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 3, 2024 - January 2, 2026

LRI INVESTMENTS

RIA

CRD#: 323556

West Hartford, CT

Past

October 11, 2007 - April 1, 2024

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

WEST HARTFORD, CT

Past

August 14, 2000 - January 2, 2026

M HOLDINGS SECURITIES, INC.

CRD#: 43285

WEST HARTFORD, CT

Past

August 26, 1993 - August 17, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 13, 1989 - September 16, 1991

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 14, 1971 - October 10, 1989

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/9/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/11/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

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Contact information

Main Address

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 323-2265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LRI INVESTMENTS, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,295
AUM (Assets Under Management)	$ 1,404,038,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Ezra H. Ripple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

LRI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/1986

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 12/9/1971

Series 26

Date: 7/11/2001

Current Firm

LRI INVESTMENTS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LRI INVESTMENTS

TRUST BUT VERIFY

Contact information

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