Raul M. Del Solar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raul Matias Del Solar, who also goes by Raul M Del Solar, Raul M. Del Solar, was a registered financial advisor .
Raul is a previously registered financial advisor and started their career in finance in 1999. Raul had worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - July 11, 2014
BRICK INVESTMENT ADVISORS
September 1, 2009 - September 17, 2010
BOLTON SECURITIES CORPORATION
June 25, 2009 - December 31, 2010
BOLTON GLOBAL CAPITAL
July 2, 2008 - March 23, 2009
STANFORD GROUP COMPANY
May 21, 2008 - March 23, 2009
STANFORD GROUP COMPANY
June 1, 2004 - May 22, 2006
UBS INTERNATIONAL INC.
April 23, 2004 - May 22, 2006
UBS INTERNATIONAL INC.
November 14, 2000 - February 13, 2001
FTC SECURITIES, INC.
October 7, 1999 - April 13, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRICK INVESTMENT ADVISORS
CRD#: 151420 / SEC#: 801-70779
Contact information
Red Flags
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