Clifford G. Adams
Professional summary
Clifford Gerard Adams JR., who also goes by Clifford Gerard Adams Jr, Clifford Gerard Adams, Jr., is a registered financial professional currently at COADY DIEMAR PARTNERS, LLC located in New York, New York.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1999. Clifford has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford Gerard Adams JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2004 - Present
COADY DIEMAR PARTNERS, LLC
Office #1: 270 Lafayette Suite 204, New York, NY 10012Office #2: 270 Lafayette Suite 204, New York, NY 10012September 2, 1999 - February 17, 2004
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2024)
(4/12/2021)
(1/25/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COADY DIEMAR PARTNERS, LLC
CRD#: 128334 / SEC#: , 8-66123
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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