Joseph S. Capkovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Stephan Capkovic was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1970. Joseph had worked at 2 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1976 - March 26, 1992
JIM BECHERER & CO.
September 18, 1970 - May 19, 1975
MISSISSIPPI VALLEY INVESTMENT CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/27/1968
Registered Representative ExaminationSeries 00
Date: 9/12/1970
General Securities Principal ExaminationCurrent Firm
JIM BECHERER & CO.
CRD#: 6043 / SEC#: , 8-20660
Contact information
Documents
Red Flags
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