James R. Abraham
Professional summary
James Robert Abraham is a registered financial professional currently at REVERE SECURITIES LLC located in Boca Raton, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1973. James has worked at 14 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Robert Abraham's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2017 - Present
REVERE SECURITIES LLC
Office #1: 1900 Nw Corporate Blvd Suite W105, Boca Raton, FL 33431July 16, 2014 - December 15, 2017
PLATINUM WEALTH PARTNERS
April 17, 2014 - December 14, 2017
MUTUAL SECURITIES, INC.
September 22, 2006 - April 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - April 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 2004 - March 8, 2006
ADVEST, INC.
March 9, 2002 - January 5, 2005
RBC CAPITAL MARKETS, LLC
March 31, 2000 - March 9, 2002
TUCKER ANTHONY INCORPORATED
April 27, 1994 - April 12, 2000
UBS FINANCIAL SERVICES INC.
March 24, 1994 - April 15, 1994
UBS FINANCIAL SERVICES INC.
July 31, 1993 - March 31, 1994
CITIGROUP GLOBAL MARKETS INC.
June 26, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
February 22, 1978 - June 26, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 11, 1975 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
September 9, 1974 - March 20, 1975
ABRAHAM & CO., INC.
January 18, 1973 - October 3, 1974
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2018)
(2/1/2018)
(1/11/2018)
(1/17/2018)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 5/25/1977
AMEX Put and Call ExamSeries 1
Date: 1/15/1973
Registered Representative ExaminationFINRA
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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Company Information
REVERE SECURITIES LLC
CRD#: 14178Boca Raton, FL 33431TRUST BUT VERIFY
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