Paul Seth Cantor
Professional Summary
Paul Seth Cantor was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1971 - 2025. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 24 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
55 years in the financial services industry
Current & Past Employments
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Current Firm
BEECH HILL ADVISORS, INC | POINT WINDWARD ADVISORS, INC. | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.
Contact Information
Main Address
880 Third Ave 16th Floor, New York, NY 10022Phone Number
(212) 350-7250# of Employees
9SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
559AUM (Assets Under Management)
$358,565,215Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BEECH HILL ADVISORS, INC | POINT WINDWARD ADVISORS, INC. | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000Series 40 — Registered Principal Examination
Passed Aug 1971Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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