Alfred C. Alstrand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred C Alstrand was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1964. Alfred had worked at 6 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1977 - June 8, 1978
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
June 23, 1975 - January 6, 1977
PUTNAM FUND DISTRIBUTORS, INC
July 25, 1974 - December 31, 2011
AMERICAN INVESTORS COMPANY
May 10, 1973 - June 25, 1973
SPECTRUM FINANCIAL GROUP, INC.
September 18, 1967 - June 7, 1973
CAPITAL SECURITIES COMPANY
March 4, 1964 - June 23, 1975
PUTNAM FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/27/1964
Registered Representative ExaminationSeries 00
Date: 10/26/1972
General Securities Principal ExaminationCurrent Firm
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD#: 7325 / SEC#: , 8-1369
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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