Jerry A. Alstead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Alan Alstead was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1970. Jerry had worked at 6 firms and has passed the Series 1, Series 40, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 1982 - October 9, 1984
FIRST UNITED SECURITIES CORPORATION
June 22, 1978 - August 20, 1986
ALSTEAD, DEMPSEY & COMPANY, INCORPORATED
February 2, 1977 - September 14, 1978
PAGEL INC.
October 4, 1974 - March 5, 1977
MIDWEST DISCOUNT SECURITIES, INC.
March 1, 1972 - October 4, 1974
REUBEN ALSTEAD & ASSOCIATES INC
February 9, 1970 - April 3, 1972
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/27/1970
Registered Representative ExaminationSeries 40
Date: 1/5/1978
Registered Principal ExaminationF04
Date: 12/11/1975
Financial Principal ExaminationSeries 00
Date: 3/1/1973
General Securities Principal ExaminationCurrent Firm
FIRST UNITED SECURITIES CORPORATION
CRD#: 10286 / SEC#: , 8-26520
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
