Dan A. Camphausen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Alan Camphausen was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1971. Dan had worked at 8 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2009 - December 31, 2017
THREE LAKES INVESTMENT SERVICES, INC.
June 27, 2007 - January 28, 2009
INTEROCEAN SECURITIES LLC
September 1, 2006 - July 2, 2007
ADVANCED EQUITIES, INC.
March 28, 2002 - July 2, 2007
ADVANCED EQUITIES, INC.
October 19, 1988 - April 18, 1995
CIBC WORLD MARKETS CORP.
October 11, 1988 - April 4, 2002
CIBC WORLD MARKETS CORP.
January 7, 1983 - September 1, 1988
J.P. MORGAN SECURITIES LLC
January 29, 1982 - February 4, 1983
PRUDENTIAL EQUITY GROUP, LLC
March 14, 1978 - October 2, 1981
CIBC WORLD MARKETS CORP.
September 6, 1972 - March 1, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 9, 1971 - October 5, 1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 9/9/1970
Registered Representative ExaminationCurrent Firm
THREE LAKES INVESTMENT SERVICES, INC.
CRD#: 149400 / SEC#:
Contact information
Red Flags
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