William E. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Campbell was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1974. William had worked at 7 firms and has passed the Series 63, Series 1, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2002 - September 1, 2004
MHA FINANCIAL CORP
April 6, 1988 - July 27, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 31, 1984 - December 31, 2001
COMMONWEALTH FINANCIAL NETWORK
September 16, 1977 - March 1, 1983
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
January 17, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/14/1974
Registered Representative ExaminationCurrent Firm
MHA FINANCIAL CORP
CRD#: 7462 / SEC#: , 8-21836
Contact information
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
